Security Affairs

NOVEMBER 25, 2020

In the report, the company examines key shifts in the cybercrime world internationally between H2 2019 and H1 2020 and gives forecasts for the coming year. The stand-off between various pro-government hacker groups saw new players come onto the scene, while some previously known groups resumed their operations.

Ransomware 127

Ransomware Phishing Sales Manufacturing 127

Data Matters

FEBRUARY 20, 2020

Focus areas for such examinations will include sales practices, supervision of high-risk personnel and compliance with key regulatory requirements (including Rule 15c2-11 under the Securities Exchange Act of 1934, as amended (Exchange Act), the locate requirement of Regulation SHO and the obligation to file suspicious activity reports (SARs)).

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

OCIE also will focus on recommendations and advice provided to retail investors, with a particular emphasis on seniors, retirees, teachers and military personnel, as well as products that the SEC considers higher risk (e.g., Information Security . Financial Technology (FinTech) and Digital Assets.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68