Data Matters

MAY 17, 2022

Statement by President Biden on our Nation’s Cybersecurity (March 21, 2022). Defense Information Technology , Cybersecurity & Infrastructure Sec. In response, the Biden Administration has made cybersecurity defense a key agenda item. Strengthening American Cybersecurity Act of 2022, S. Agency (Feb. 14,028, 86 Fed.

Cybersecurity 97

Cybersecurity Government Authentication Ransomware 97

Data Matters

JANUARY 24, 2020

OCIE will continue to examine municipal advisors (including broker-dealers and RIAs dually registered as municipal advisors) for compliance with registration, professional qualification and continuing education requirements. Cybersecurity. Additional Focus Areas Specific to Broker-Dealers. OCIE Examination Trends. Market Integrity.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

Data Matters

FEBRUARY 20, 2020

OCIE will continue to examine municipal advisors (including broker-dealers and RIAs dually registered as municipal advisors) for compliance with registration, professional qualification and continuing education requirements. Cybersecurity. Additional Focus Areas Specific to Broker-Dealers. OCIE Examination Trends. Market Integrity.

Retail 68

Retail Compliance Marketing Risk 68