10 2014 Compliance Examples Exercises Government 
Data Matters
OCTOBER 30, 2017
They can, however, engage in probing internal due diligence of their companies’ cyber governance and compliance posture before it is too late — that is, before a cyber event occurs. Growing Expectations of Director-Level Responsibility for Cyber Legal Compliance. 1] The U.S.
Data Matters
FEBRUARY 20, 2020
Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year.
Data Matters
JANUARY 24, 2020
Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year.
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