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MY TAKE: Michigan’s cybersecurity readiness initiatives provide roadmap others should follow

The Last Watchdog

Merit is an acronym for the Michigan Educational Research Information Triad. Other hubs followed at military bases, other state universities and even a high school and a non-profit community arts and tech center. military unit, MEDC and TARDEC this summer hosted the second annual Commercial CyberTruck Challenge.

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.

Retail 68
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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. Additional Focus Areas Specific to Broker-Dealers.