Navigating Interactions Between Investment Advisers and Their Portfolio Companies: Risks and Best Practices
Data Matters
JUNE 11, 2020
Securities and Exchange Commission’s (the SEC) examination and enforcement programs. For example, the Investment Group may have an employee serving on the board of directors of the company or a shareholder committee. Investment Groups may also obtain MNPI as part of the investment process. Best practices and key takeaways.
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