Data Matters

FEBRUARY 20, 2020

OCIE will also continue to focus on broker-dealers’ controls surrounding mobile and online access to customer brokerage account information, as well as RIAs’ protection of their clients’ personal financial information (with respect, for example, to access controls, data loss prevention, training, and incidence response and resiliency).

Retail 66

Retail Compliance Marketing Risk 66

Data Matters

JANUARY 24, 2020

OCIE will also continue to focus on broker-dealers’ controls surrounding mobile and online access to customer brokerage account information, as well as RIAs’ protection of their clients’ personal financial information (with respect, for example, to access controls, data loss prevention, training, and incidence response and resiliency).

Cybersecurity 66

Cybersecurity Retail Compliance Marketing 66

John Battelle's Searchblog

JANUARY 1, 2021

There will be some movement – net neutrality will probably get reaffirmed and we’ll fix Trump’s H1-B messes, for example. But by year’s end folks will realize that antitrust suits are essentially kabuki, an exercise designed to go nowhere and maintain the status quo. Predictions 2014. 2014: How I Did.

Marketing 144

Marketing Artificial Intelligence Blockchain Communications 144