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SEC and FINRA Issue 2020 Examination Priorities (Including Cybersecurity) for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year.

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SEC and FINRA Issue 2020 Examination Priorities for Broker-Dealers and Investment Advisers

Data Matters

Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Retail-Targeted Investments.

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The Hacker Mind Podcast: Hacking Communities

ForAllSecure

It was also designed under President Eisenhower to move military troops and vehicles from point A to point B, but that's another story. Jack is probably best known as one of the three co-founders of the popular BSides security conferences. At that time back in 2010. How do we re-invent these small communities within Infosec?

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