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Managing the regulatory risks of cybersecurity: An evolving regulatory landscape

CGI

Fri, 05/27/2016 - 00:37. The combined and increased focus of the Securities Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and the Commodity Futures Trading Commission (CFTC) on cybersecurity issues are indicative of U.S. Financial institutions in the U.S. regulators’ state of mind. .