GUEST ESSAY: JPMorgan’s $200 million in fines stems from all-too-common compliance failures
The Last Watchdog
JANUARY 13, 2022
While the price tag of these violations was shocking, the compliance failure was not. With over 5 billion monthly users on these chat platforms, allowing employees to use these streamlined communication channels with no oversight poses a double-pronged challenge for companies. These views were echoed in a CFTC release as well.
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