Exercises Information Security Privacy Retail 
Data Matters
APRIL 6, 2022
Securities and Exchange Commission (SEC) Division of Enforcement (EXAMS or Division) issued its annual examination priorities. Private Fund, ESG Investing, Retail Investors, Cybersecurity, Fintech, and Digital Assets.
IT Governance
OCTOBER 3, 2019
You must tell people when you’re collecting their personal information to give them the opportunity to exercise their data subject rights. These rights enable individuals to access the personal data organisations store on them and to challenge the way their information is used. Make sure people know they’re being recorded.
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IBM Big Data Hub
FEBRUARY 23, 2024
The General Data Protection Regulation (GDPR), the European Union’s landmark data privacy law, took effect in 2018. Think: an online retailer that stores customers’ email addresses to send order updates. Draft a data privacy policy The GDPR requires that organizations keep people informed about how they use their data.
IT Governance
JULY 25, 2018
For tasks carried out in the public interest or exercise of authority vested in the data controller. In both cases, you must weigh your lawful basis against the data subjects’ privacy rights. Privacy notices (Article 13). To comply with the data controller’s legal obligations. To protect the data subject’s vital interests.
The Last Watchdog
MARCH 21, 2022
Evolving privacy regulations like the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) mean ongoing headaches for cybersecurity, compliance and risk management teams. At least 10 additional states have enacted or are considering data privacy laws. Best data management practices.
Data Matters
JANUARY 24, 2020
Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors . Retail-Targeted Investments.
Data Matters
FEBRUARY 20, 2020
Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) recently published their examination priorities (together, the Examination Priorities) for the 2020 calendar year. Protection of Retail Investors . Retail-Targeted Investments.
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