Data Matters

FEBRUARY 20, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. Interpretation Regarding Standard of Conduct for Investment Advisers. Information Security .

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

IT Governance

MAY 4, 2021

Maze/Egregor ransomware cartel estimated to have made $75 million Brokerage firm agrees to $3 million deal for New York cyber security rule violations National Australia Bank repays customers $687k for 2019 data breach. discloses security incident (unknown) St. Will you be next?

Data breaches 115

Data breaches Ransomware Computer and Electronics Healthcare 115

Security Affairs

NOVEMBER 25, 2020

In the report, the company examines key shifts in the cybercrime world internationally between H2 2019 and H1 2020 and gives forecasts for the coming year. Late 2019 and all of 2020 were marked by an unprecedented surge in ransomware attacks. In late 2019, ransomware operators adopted a new technique.

Ransomware 131

Ransomware Phishing Sales Manufacturing 131