IT Governance

DECEMBER 20, 2022

Tensions rose throughout February as the Russian military amassed across the Ukrainian border. Although Vladimir Putin and his sympathisers assured the world that they were simply conducting military exercises, the inevitable occurred on 24 February, when troops mobilised and war was declared.

Security 132

Security Data breaches Ransomware Military 132

Data Matters

FEBRUARY 20, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68

KnowBe4

MARCH 7, 2023

They started out with: "As Putin began his invasion of Ukraine, a network used throughout Europe—and by the Ukrainian military—faced an unprecedented cyberattack that doubled as an industrywide wake-up call. That's why training your end-users is so important. What they refer to is the Viasat hack. government.

Phishing 74

Phishing Ransomware Cybersecurity Security awareness 74