The Sheriffs are in Town: Recent Developments in Initial Coin Offerings (ICO) Enforcement and Investor Education
Data Matters
SEPTEMBER 11, 2018
The Financial Industry Regulatory Authority (FINRA) issued two investor alerts, on July 27 and August 16 , regarding blockchain tokens and ICOs. State regulators are also investigating trading platforms or mining operations that may be operating as unregistered brokers or dealers. securities laws. FINRA Investor Alerts.
Let's personalize your content